About our SM&CR case study series

This is the final instalment in our SM&CR case study series, designed to help you prepare for the implementation of the FCA’s Senior Managers & Certification Regime (SM&CR). This series followed fictitious firm Smith & Cromer Limited’s project to implement the Regime with the process and tips being released  throughout the year.

Have you:

  1. Read the first nine instalments?
  2. Watched our one-minute explainer video – SM&CR in a Nutshell?

If not, visit the dedicated SM&CR website homepage to access these resources.

If you are up to date, read on...

Checklist and Summary Steps

Download this issue for the 14 point SM&CR checklist summarising the steps you should have completed by the 9th December implementation date...

This SM&CR Checklist is the final issue in our 10-part SM&CR Case Study Series, designed to help you prepare for the implementation of the SM&CR.

Download for a summary of the steps a core firm should be taking to implement the SM&CR incorporating the key dates laid down by the Financial Conduct Authority.

If you have any questions about this case study or if you are looking for support with preparing your own firm for the SM&CR contact us now.

To find out how our SM&CR experts can help your Firm prepare and comply with this regime click here