Is your firm ready for the SM&CR?
With the Senior Managers & Certification Regime (SM&CR) now in force for all FCA-regulated firms, it is vital that firms are confident they are meeting the requirements of the new regime.
If you are unsure about the new rules, start with our video - SM&CR in a Nutshell - a short animated infographic explaining key concepts of the SM&CR in just one minute. If you would like to upload this to your own intranet, contact us now.
We will be running SM&CR focussed breakfast briefings in London throughout the year. To ensure you receive invitations to these events, subscribe to updates by clicking here.
Video Presentations Available
In line with precautionary measures being taken to reduce the risk posed by COVID-19, our SM&CR breakfast briefing presentations were recorded by our speakers and are now available on-demand.
Experts from our consultancy and training teams explore the lessons which have been learnt from the initial stages of the new regime, and outline the remaining challenges as firms work towards full implementation in March 2021.
Topics covered include the rights (and wrongs) of conduct training, the ‘flight path’ to implementation and some of the dilemmas associated with non-financial misconduct.
To request access contact us by clicking here.
Looking for support?
We are unique. We can provide a holistic solution to help you achieve and maintain SM&CR compliance.
Whether you are looking for training, consultancy or a RegTech solution, we can help. Contact us now to find out how